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Regulation, Risk & Compliance
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DFSA obtains DIFC Courts Judgment to Enforce a Fine
The Dubai Financial Services Authority has recently obtained judgment in the DIFC Courts’ Court of First Instance to enforce payment of a fine imposed by the DFSA on an individual. In May 2017, the DFSA took action against Mr Andrew John Grimes including imposing a fine of USD 52,500 (AED192,675)…
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Source: DFSA