Comment & Analysis
Regulation, Risk & Compliance
Uncategorized
How does updated SCA rulebook impact UAE advice firms?
The regulatory landscape for UAE financial advisers is barrelling into the 21st century. Client outcomes and tighter compliance are on the agenda, with the goal of kicking outdated firms out of the market. The Securities and Commodities Authority (SCA) published its ‘Regulations Manual of the Financial Activities and Status Regularization…
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