FinTech
Regulation, Risk & Compliance
Uncategorized
Wealth and Asset Management
A Best Practice Approach to Suitability and Assessment By Daryl Roxburgh
With less than a year until full implementation of the FSA’s new Retail Distribution Review (RDR) rules, we will likely see an increase in phrases such as ‘manager, IFA and client collaboration’, ‘what is the definition of risk’, ‘client suitability’ and ‘manager accountability’. But what does all this really mean…
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Source: BITA RISK