Hedge Funds & Alternative Investments
Regulation, Risk & Compliance
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ADGM's financial regulator fines Sarwa Digital Wealth (Capital) Limited $122,500
The Financial Services Regulatory Authority of Abu Dhabi Global Market has imposed a financial penalty of USD 122,500 (AED 449,881) on Sarwa Digital Wealth (Capital) Limited (Sarwa), an FSRA licensed firm in ADGM. The FSRA found that Sarwa contravened FSRA administered regulations by making an Offer of Securities in ADGM…
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Source: Abu Dhabi Global Market