Regulation, Risk & Compliance Archives - Page 729 of 745

SunGard identifies ten asset management trends affecting the fund management industry

September 5, 2012

Martin Boyd, president of SunGard’s asset management business said, “The lines between institutional asset managers and alternative investors are…

Legal

UK fails to freeze Mubarak-era assets

September 5, 2012

One of the driving factors of the Egyptian Revolution was the widespread belief that Hosni Mubarak and his inner…

Legal

Cold calling still rife in UAE despite ban

August 30, 2012

The United Arab Emirates Central Bank’s ban on cold calling for all its licensed financial services organisations is not working…

Fraud & Ethics

HSBC Investigated for Money Laundering

August 28, 2012

Based on the New York Times report on Saturday, US prosecutors are looking into whether British bank HSBC was involved…

Comment & Analysis

US regulations probed at forum

August 28, 2012

More than 50 leading bankers yesterday took part in a high-level seminar looking into the implications for the kingdom's banks…

Fraud & Ethics

Barclays Said to Face Possible U.K. SFO Probe Over Qatar Fees

August 28, 2012

U.K. fraud prosecutors may open a criminal probe as soon as this week into payments Barclays Plc made in…

Fraud & Ethics

Complaint filed with Israeli Banking Regulation against Bank HaPoalim

August 26, 2012

Joseph Zernik, PhD, of Human Rights Alert (NGO) has filed a complaint with Israeli banking regulation against Bank Hapoalim. The…

Fraud & Ethics

Kuwaiti investment firm targets Carlyle in $25m claim

August 26, 2012

A Kuwaiti investment company wants a US court to allow it to pursue legal action against Carlyle Group in the…

Fraud & Ethics

US investigates UniCredit over sanctions ‎

August 26, 2012

Unicredit has confirmed it is co-operating with a US investigation into a possible breach of sanctions. The bank…

Comment & Analysis

Gulf Bank Wins 2012 J.P. Morgan Quality Recognition Award

August 22, 2012

Gulf Bank has announced that it has received the 'J.P. Morgan Quality Recognition Award' for its operational excellence in…

Fraud & Ethics

Commerzbank admits Iran sanctions investigation

August 22, 2012

Germany’s second-largest lender has become the latest bank to be caught up in a US investigation into sanctions-busting by…

Fraud & Ethics

Iran looks to Armenia to skirt bank sanctions

August 21, 2012

With international sanctions squeezing Iran, the Islamic Republic is seeking to expand its banking foothold in the Caucasus nation of…

Cookie Notice