Regulation, Risk & Compliance
Uncategorized
DFSA Restricts Former Relationship Manager
The Dubai Financial Services Authority has announced that it has imposed a restriction on Arnab Mukherjee, a former relationship manager at a DFSA Authorised Firm. The DFSA found that Mr Mukherjee lacked integrity for producing inaccurate information regarding the amount of a client’s total net assets and for making unauthorised…
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Source: Dubai Financial Services Authority