Regulation, Risk & Compliance
Uncategorized
DFSA Takes Action against Senior Executive Officer
The Dubai Financial Services Authority has accepted an Enforceable Undertaking from Mr S Ravishankar Naidu, Senior Executive Officer at Royal Shield Limited, an Insurance Intermediary licensed by the DFSA. The EU resulted from the DFSA’s concerns that, with respect to RSL’s insurance business, Mr Naidu failed to: • arrange re-insurance…
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Source: Dubai Financial Services Authority