Legal
Regulation, Risk & Compliance
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Dubai FSA fines and bans financial services firm director pending tribunal outcome
A former senior executive officer and director of financial services firm La Tresorerie Limited, Gilles Rollet, was provisionally fined $175,000 and prohibited from holding office in or being an employee of a regulated DIFC entity, Dubai Financial Services Authority (DFSA) said in a decision notice today (1 November). But the…
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