Fraud & Ethics
Regulation, Risk & Compliance
Uncategorized
Dubai regulator fines director of failed wealth firm
The Dubai Financial Services Authority has announced that it has fined Mr Ajay Arora USD87,500 (approximately AED321,000), prohibited him from holding office or being an employee of a regulated DIFC firm, and restricted him from performing any functions in connection with the provision of Financial Services in or from the…
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