Hedge Funds & Alternative Investments
Regulation, Risk & Compliance
Uncategorized
Dubai regulator fines fund manager for reporting breaches
The Dubai Financial Services Authority has published a Decision Notice imposing a penalty of USD 210,000 (AED 771,225) on Equitativa (Dubai) Limited (Equitativa) and accepted an Enforceable Undertaking from Equitativa. Equitativa is both the Fund Manager and the Reporting Entity of a NASDAQ listed fund, Emirates REIT (CEIC) PLC (EREIT…
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Source: Dubai Financial Services Authority