Regulation, Risk & Compliance
Uncategorized
Wealth and Asset Management
Qatar financial regulator fines and bans directors of Guardian Wealth
The Qatar Financial Centre (Regulatory Authority has decided to issue a public censure against Mr Vincent Jones, the Chairman and independent director of Guardian Wealth Management Qatar LLC. GWMQ was an insurance intermediary firm that sold mainly long-term savings plans in Qatar. The Regulatory Authority censures Mr Jones under Article…
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Source: QFC Regulatory Authority