Hedge Funds & Alternative Investments
Regulation, Risk & Compliance
Uncategorized
Qatar- In rare win for regulators, Australia's Westpac loses case over marketing cold calls
Westpac Banking Corp staff inappropriately gave personal financial advice when marketing pension funds, an Australian court said, overturning an earlier ruling in a rare win for regulators under pressure to crack down on misconduct in the finance sector. From 2013 to 2016, Westpac contacted customers by mail and phone offering…
Continue Reading
Subscribe to unlock the full article and access premium financial content.
Click here to read the full story: Menafn