Regulation, Risk & Compliance
Uncategorized
QFCRA takes disciplinary action against former CEO of company
The QFC Regulatory Authority announced yesterday that it had taken disciplinary action against the former CEO of Guardian Wealth Management LLC (in liquidation) for misconduct, and imposed a financial penalty and a three-year prohibition from carrying out a controlled function in the Qatar Financial Centre. Russell was the CEO and…
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Click here to read the full story: Gulf Times