Investment Banking
Regulation, Risk & Compliance
Uncategorized
UAE advisers may be next for a cold-calling ban
Responding to news that real estate agents are now prohibited from cold calling or risk a AED50,000 ($13,613, €11,709, £10,436) fine, Arlo Associates director Frank Hutchinson asked: “Is the financial services industry next?” In the LinkedIn post, Hutchinson didn’t suggest his firm used those sales techniques but his firm is…
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